Funder Public Access Policies: NIH

This guide provides information and resources on federal research funding agencies' public access policies as outlined in the 2013 Office of Science and Technology Policy Public Access Directive.

NIH Public Access Policy Overview

The content in this guide is under active review as funding agencies update their Public Access Plans per guidance issued in 2022. The new NIH Public Access Plan is effective as of July 1, 2025, and all other U.S. federal funding agency updated public access policies will be in place by January 1, 2026. 

The National Institutes of Health has the longest-standing Public Access Policy for a U.S. federal research-funding agency (policy established 2008), and served as a model for many other policies when the OSTP directed other federal funding agencies to develop public access plans in early 2013. The NIH is a major source of funding for KU Research.

In short, the NIH Public Access Policy is an open access mandate requiring that research papers describing research funded by the National Institutes of Health must be available to the public for free through PubMed Central. Existing policy (to July 2025) permits embargoes up to 12 months from the date of publication; new policy effective as of July 1, 2025 requires immediate public access to either the author's accepted manuscript or the final published article upon publication. Articles accepted on or after July 1, 2025, are subject to updated guidance. Failure to comply with this mandate can jeopardize continued and future funding.

NIH Scientific Data Sharing

NIH's Data Management and Sharing policy went into effect on January 25, 2023. This policy promotes data sharing in order to accelerate biomedical research. Researchers and institutions are expected to:

  • Plan and budget for data management and sharing
  • Submit a Data Management and Sharing Plan with each funding application
  • Comply with approved Data Management and Sharing Plans

Further information to assist KU researchers with understanding the requirements is available at KU Libraries' NIH Data Management & Sharing Policy guide. NIH's comprehensive guidance on the policy is available at sharing.nih.gov.

NIH indicates that it anticipates no changes to its Data Management and Sharing policy as a result of the 2022 OSTP memo on public access to the results of federally-funded research.

For assistance with scholarly publication issues, contact Josh Bolick, Head of the Shulenburger Office of Scholarly Communication & Copyright, at jbolick@ku.edu or see the KU Libraries Scholarly Communication Services page.

For assistance with research data management issues, contact Jamene Brooks-Kieffer, Data Services Librarian, at jamenebk@ku.edu or see the KU Libraries Research Data Management page.

Compliance Resources

Versions:

  • Per NIH, the Final Published Article is the "journal's authoritative copy, including journal or publisher copyediting and stylistic edits, and formatting changes, even prior to the compilation of a volume or issue or the assignment of associated metadata." 
  • Author's Accepted Manuscript version—also known as the author's final draft, author’s accepted manuscript or post-print—is the "author’s final version that has been accepted for journal publication and includes all revisions resulting from the peer review process, including all associated tables, graphics, and supplemental material."

Compliance and Submission Resources:

NIH Public Access is the home page for the NIH Public Access Policy.
 
NIH Submission Methods contains a table illustrating the four different methods used to comply with the NIH mandate and specific instructions for each method.
 
Journals that can submit articles on behalf of researchers (Method A) lists journals that can deposit the published version of articles directly to PubMed Central without the author's involvement. Pay close attention to the starting date. If the article was published before that date, contact the publisher to see if they can deposit or if you need to do so.
 
Publishers that Will Deposit a Specific Paper in PubMed Central on Request (Methods B and D) lists those publishers that will deposit work for an author, sometimes for a fee. See "Journal and Publisher Information" below for a resource that will help if you don't know who published a journal.
 
Journal and Publisher Information The Jisc Open Policy Finder (formerly SHERPA/RoMEO) database contains information about publisher policies on open sharing, including NIH compliance. It is searchable by journal title or by publisher. It is an easy way to see who publishes a particular journal, as well as links to publisher and journal websites with contact information that might be needed as you work your way through the compliance process.
 
Publishers and Journals Allowing Green OA without Embargo by Penn State provides a (likely incomplete) list of publishers/journals that are compliant with immediate public access by default. 
 
KU Libraries Open Access Agreements and APC Discounts lists publishers with whom KU has negotiated OA opportuntiies that may support public access requirements. 
 

Head, Scholarly Communication & Copyright

Data Services Librarian

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Jamene Brooks-Kieffer
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